"Insurance undertakings offering insurance mediation services to clients have a duty to act honestly, fairly and professionally in accordance with the best interests of the clients"
We can assist you in the coordination of an AssurMiFID work/remediation plan. Based on the action plan, we’ll help you identify imminent actions to undertake, taking into account the upcoming Belgian and EU legal initiatives.
We can help you ensure product knowledge by organising training sessions and workshops for your people.
We’ll keep you up to speed with upcoming regulatory requirements by way of a regulatory monitoring service.
We coordinate reporting and correspondence vis-à-vis the regulators and we assist you in terms of transparency and business conduct to make sure you’re compliant with the information requirements related to AssurMiFID.
We help you with the organisation of documentation and with record keeping requirements.
We draft and/or optimise AssurMiFID procedures and policies to be in line with regulatory requirements.
We help you ensure appropriate information distribution vis-à-vis clients.